Holding(s) in Company

2020-05-12 / @nasdaq

 

For immediate release
12 May 2020
Serabi Gold plc
(“Serabi” or the “Company”)
Holding(s) in Company

Serabi Gold plc (AIM:SRB, TSX:SBI) was informed on 11 May 2020 of a change of holding in the ordinary shares of the Company.   The TR-1 received by the Company is set out below in full.

Enquiries:

Serabi Gold plc 
Clive LineTel: +44 (0)20 7246 6830
Finance DirectorMobile: +44 (0)7710 151692
  
Email: contact@serabigold.com 
  
Beaumont Cornish Limited
Nominated Adviser
 
Roland CornishTel: +44 (0)20 7628 3396
Michael CornishTel: +44 (0)20 7628 3396
  
Peel Hunt LLP
UK Broker
 
Ross AllisterTel: +44 (0)20 7418 8900
  
  

Copies of this announcement are available from the Company's website at www.serabigold.com.

Neither the Toronto Stock Exchange, nor any other securities regulatory authority, has approved or disapproved of the contents of this announcement.

This announcement is inside information for the purposes of Article 7 of Regulation 596/2014. The person who arranged for the release of this announcement on behalf of the Company was Clive Line, Director.


TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:SERABI GOLD PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsx
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
NameRiver and Mercantile Asset Management LLP
City and country of registered office (if applicable)London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
NameDISCRETIONARY CLIENTS
City and country of registered office (if applicable) 
5. Date on which the threshold was crossed or reachedvi:07/05/2020
6. Date on which issuer notified (DD/MM/YYYY):11/05/2020
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached9.8372% 9.8372%58,959,551
Position of previous notification (if
applicable)
10.50% 10.50% 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares

ISIN code (if possible)
Number of voting rightsix% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BG5NDX915,800,000 9.8372% 
     
     
SUBTOTAL 8. A5,800,0009.8372%
 

 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrumentExpiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 

 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration
date
x
Exercise/
Conversion Period
xi
Physical or cash
settlementxii
Number of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  
 

 

 


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
x
Namexv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
River and Mercantile Group PLC   
River and Mercantile Holdings Limited   
River and Mercantile
Asset Management LLP
   
    
    
 
10. In case of proxy voting, please identify:
Name of the proxy holderRiver and Mercantile Asset Management LLP
The number and % of voting rights heldN/A
The date until which the voting rights will be heldN/A
 
11. Additional informationxvi
 


Place of completionLondon, United Kingdom
Date of completion11th May 2020

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